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Corporate Executive

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Tackling Your Complex Financial Issues

As a corporate executive, your compensation package probably includes a significant portion of stock options, restricted stock and other equity-based grants. As a result, you may face unique investment challenges such as:

Navigating complex federal securities laws
Complying with internal company trading policies
Avoiding the potential for allegations of improper insider trading
Minimizing negative market perceptions
Managing your personal tax liabilities due to the complex nature of transactions involving company stock
Managing a concentrated equity position in company stock
Tackling your complex financial issues

Here at the Altheide Tam Financial Group we have direct access to the dedicated professionals on the Wells Fargo Advisors Executive Services Team. The experts on this team are experienced in addressing the concerns facing public company executives, key employees and other corporate insiders. Their approach incorporates direct consultation with your tax advisor and your legal counsel to help develop, implement and execute all types of strategies and transactions involving company stock.

Specifically, we can enhance your ability to diversify your portfolio by:

Developing and implementing 10b5-1 trading programs
Creating long-term selling strategies for your stock options portfolio
Discussing strategies that can help you better manage your income tax exposure, particularly to the alternative minimum tax (AMT)

Please contact us today to discuss the specific details of your situation and determine how best to proceed.

Investment and Insurance Products are:

Not Insured by the FDIC or Any Federal Government Agency
Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

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For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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